Legal Information
The FCA requires that certain information be provided to the client prior to business being
transacted so that the relationship between the client and the firm is clearly stated and
understood.
To access the FCA’s own website, The Money Advice Service, Pension Wise for more details on this and other money matters click here.
Please download and read the following documents which are provided in Adobe Acrobat format.
| Our Investment Proposition | This document sets out our investment proposition, what we do when we initially provide advice and any ongoing service we provide – please Click Here to download our PDF. |
| Our Client Agreement and Terms | This document sets out who we are and what we do, our regulatory duties and our fee structure – please Click Here to download our PDF. |
| Our Customer Privacy Notice | This document sets out our customer privacy and how we use the information you give us – please Click Here to download our PDF. |
Adobe Acrobat reader is available, free from the Adobe web site.
Please read our Privacy Statement before completing any enquiry form or before sending an email to us.
Southam Financial Planning Ltd is authorised and regulated by the Financial Conduct Authority. Financial Services Register No: 705150